This role supports the compliance function of a Lloyd's managing agent client, working as part of an embedded third-party team. The Compliance Analyst provides day-to-day compliance oversight, assists with regulatory horizon scanning, and contributes to the maintenance of compliance frameworks and monitoring programmes.
Key Responsibilities:
Support the delivery of the compliance monitoring programme, including thematic reviews and control testing
Maintain compliance policies, procedures, and registers, ensuring they reflect current regulatory requirements
Assist with the preparation of compliance reports for senior management and relevant committees
Provide guidance to business areas on FCA, PRA, and Lloyd's regulatory obligations
Monitor regulatory developments and assist in assessing their impact on the business
Support the management of regulatory change, including gap analyses and implementation tracking
Assist with responses to regulatory queries, information requests, and Lloyd's Market Oversight interactions
Identify compliance process improvements and contribute to control environment enhancements
This role is placed and managed by a specialist third-party managing agent. Candidates will be embedded directly into the client's team.
Requirements
Compliance experience within the Lloyd's or London company market
Working knowledge of FCA and PRA requirements applicable to managing agents and syndicates
Familiarity with Lloyd's Minimum Standards and the Lloyd's compliance framework
Experience conducting compliance monitoring or thematic reviews
Comfortable producing clear written outputs including reports, gap analyses, and policy documentation
Competent with Microsoft 365; experience with compliance management tools an advantage
